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Showing 1541–1550 of 59300 articles for “Art. 9° and 10°”
The custodian may not delegate to third parties the functions conferred upon it by I and III of article L. 214-10-5. The custodian may delegate to third parties the asset safekeeping functions referre…
The depositary of a UCITS governed by French law has its registered office or is established in France.
…delay. The custodian shall not be liable if it proves that the loss resulted from an external event and that all the conditions of Article 101 of Commission Delegated Regulation (EU) No 231/2013 of 19…
…de libre partenariat draws up an annual report under the conditions set out in article L. 214-24-19 and a half-yearly report covering the first six months of the financial year. These reports shall be…
The provisions of article L. 214-24-28 shall apply to AIFs covered by this paragraph.
…he voting rights attached to the shares or units of the acquirer, or to declare the votes cast null and void. The procedures for requesting and granting this prior authorisation are set by order of th…
Without prejudice to the application of Section 8 of Chapter I of Title I of Book V, Articles II and III of Article L. 533-29 apply to credit institutions authorised to provide one or more of the inve…
Portfolio management companies and investment services providers that provide the investment service referred to in 4 of Article L. 321-1 employ :1° A method of risk management on behalf of third part…
…other than portfolio management companies that use algorithmic trading : 1° Have effective systems and risk controls appropriate to their business to ensure that their trading systems: a) Are resilie…
In this sub-section and for the purposes of the provisions relating to algorithmic trading : 1° "algorithmic trading" means trading in financial instruments in which a computer algorithm automatically…
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