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Showing 2211–2220 of 67432 articles for “Art. 812–812-7 and 812-1-1”
The redemption by the fund of its units and the issue of new units may be temporarily suspended by the management company when exceptional circumstances so require and if the interests of the unithold…
…tary with its registered office or branch in France.Where the AIF is established in a third country and its management company is authorised by the Autorité des marchés financiers, the depositary may…
The institution with which an SME innovation account defined in Article L. 221-32-4 is opened shall keep, for each unit or share held in the securities account, as well as for the cash held in the cas…
I.- Market undertakings of significant importance due to their size and internal organisation, as well as the nature, scale and complexity of their activities, shall set up an appointments committee c…
Market undertakings and their appointments committees shall call on a wide range of qualities and skills when recruiting the persons referred to in article L. 421-7 and, to this end, shall implement a…
…te bodies of a market undertaking made up of the persons referred to in Article L. 421-7: 1° Define and supervise the implementation of a system of governance that guarantees the efficient and prudent…
Market undertakings shall devote adequate human and financial resources to the training of the persons referred to in Article L. 421-7.
…l de résolution unique of any additional capital requirements in accordance with Article L. 533-4-4 and any expected adjustments in accordance with Article L. 533-4-5.
No variable remuneration is paid to the persons mentioned in 1° and 2° of Article L. 533-25 within an investment firm benefiting from exceptional public financial support. Variable remuneration paid t…
…anking Authority, pursuant to Article 19 of Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010, during the consultation period set by the authority concerne…
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