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Showing 4141–4150 of 14416 articles for “Art. 6e et 5e ch.”
When they have a website, investment firms shall use it to present the systems implemented to ensure compliance with the requirements laid down in Article L. 533-29-3, this section and the regulatory…
…applicable, it removes the name from the register or cancels the registration under the conditions set out in article R. 546-3, VIII. II. - The commission responsible for registrations referred to in…
The amount of credit referred to in Article L. 548-1 may not exceed €2,000 per lender and per project. The term of such credit may not exceed seven years. The contractual interest rate for such credit…
…non-complex financial instruments are as follows:1° Shares admitted to trading on a regulated market in a Member State of the European Union or party to the Agreement on the European Economic Area o…
For the purposes of II of Article L. 533-15, the following conditions must be met:1° The client has agreed to receive the suitability statement without undue delay after the conclusion of the transact…
…erivatives, as referred to in j of 2° of Article L. 531-2 ; h) (Repealed) ;i) The Caisse des dépôts et consignations and other authorised or regulated institutional investors.2. Entities meeting at le…
…d to in article R. 533-19 as well as that concerning the results of the votes cast at the general meetings referred to in article L. 511-78 shall be sent to the European Banking Authority.
…egories referred to in I of article R. 519-4. To this end, it must compile a file showing that it meets the conditions for access to the activities in question. The content of this file is set by orde…
The civil liability insurance policy taken out by an intermediary in equity crowdfunding pursuant to Article L. 548-5 shall include cover of not less than 250,000 euros per claim and 500,000 euros per…
…icle L. 533-22-1, is presented as follows: 1° The information is published with a distinction by asset class. The entity shall describe how this distinction has been made, according to a principle of…
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