French Monetary and Financial CodeIn force
Chapter V: Tied agents
Article L545-5
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
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Showing 1801–1810 of 14416 articles for “Art. 6e et 5e ch.”
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
It is forbidden for any person other than one of the persons mentioned in the first paragraph of I of Article L. 546-1 to use a name, a company name, an advertisement or, in general, expressions that…
…fessional activities have a significant impact on the risk profile of the investment firm or the assets it manages. The remuneration policy must be clearly described. It shall be proportionate to the…
Payments linked to the early termination of an employment contract must correspond to effective performance assessed over time and not reward failure or fault. Global remuneration linked to compensati…
…ary in the sphere of finance other than French, provided that it is accompanied by a summary in French. This information document and promotional communications relating to the public offer shall be a…
…L. 561-33, and the parent undertaking of the group has its registered office in France, they shall set up a system for identifying and assessing the risks existing at group level and an appropriate po…
…ess relationship. The procedures for applying this article are specified by decree in the Conseil d'Etat.
…61-5, L. 561-5-1 and L. 561-6, additional due diligence measures defined by decree of the Conseil d'Etat. 561-5, L. 561-5-1 and L. 561-6, additional due diligence measures defined by decree in the Con…
…partment referred to in Article L. 561-23. The President of the Council of the Bar of the Conseil d'Etat and the Cour de cassation shall inform the Principal State Prosecutor at the Cour de cassation…
…o the High Authority for the Transparency of Public Life ;3° To the Autorité de contrôle prudentiel et de résolution ;4° The Autorité des marchés financiers;5° The French Anti-Corruption Agency;6° The…
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