French Monetary and Financial CodeIn force
Subsection 4: Specialist committees
Article L533-31-5
A decree of the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
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Showing 1791–1800 of 14416 articles for “Art. 6e et 5e ch.”
A decree of the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
…of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments. The frequent and systematic nature is measured by the number of OTC tr…
Financial investment advisers are subject to the disqualifications set out in article L. 500-1.
Tied agents may not receive funds or financial instruments from their principal's customers if the principal is not a credit institution.
…egistered in the single register provided for in article L. 512-1 of the Insurance Code.A Conseil d'Etat decree shall specify the conditions for registration in this register and determine the informa…
I. - Participative finance intermediaries must be able to provide evidence at all times of an insurance policy covering them against the financial consequences of their professional civil liability in…
…rs must at all times have: 1° Professional indemnity insurance or own funds, the level of which is set by the General Regulation of the Autorité des marchés financiers; 2° Adequate security and intern…
The statutory auditor shall be appointed for a period of six financial years at the request of the manager by a court decision taken after obtaining the opinion of the Autorité des marchés financiers.…
…informed of the results of the offer and, where applicable, of the organisation of a secondary market for the tokens in accordance with the procedures specified in the General Regulations of the Auto…
…s chapter. The minimum level of cover that must be provided by professional indemnity insurance is set by decree, depending on the legal form in which the advisory activity is carried out and the prod…
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