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Showing 1041–1050 of 14416 articles for “Art. 6e et 5e ch.”
The corporate bodies of a market undertaking made up of the persons referred to in Article L. 421-7: 1° Define and supervise the implementation of a system of governance that guarantees the efficient…
The administrative authority responsible for competition and consumer affairs is the competent authority to impose the administrative fines provided for in article L. 361-1 of this Code, under the con…
…compartment. For the application of II of Article L. 412-1, when the securitisation undertaking is set up in the form of a securitisation mutual fund, the management company assumes responsibility for…
Market undertakings shall devote adequate human and financial resources to the training of the persons referred to in Article L. 421-7.
Market undertakings may not limit the number of members admitted to the regulated market they manage.The AMF shall ensure that market undertakings adapt their technical capacity, as necessary, to the…
I. - Any regulated market in a Member State of the European Union or in another State party to the Agreement on the European Economic Area that operates without requiring the actual presence of natura…
…rs shall register a multilateral trading facility as a small and medium-sized enterprise growth market at the request of its operator, after verifying that at least 50% of the issuers whose securities…
…cord the offences referred to in articles L. 353-1 and L. 353-2 of this Code, under the conditions set out in article L. 511-5 of the French Consumer Code.
Persons or entities that have not been authorised to do so by law are prohibited from making a public offer, within the meaning of Regulation (EU) No 2017/1129 of 14 June 2017, of financial securities…
…marchés financiers, the single position limit to be applied to all trading in these derivatives is set by the competent authority of the trading venue with the largest volume of trading, known as the…
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