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Showing 491–500 of 68307 articles for “Art. 515-3 and 515-3-1”
When the Autorité de contrôle prudentiel et de résolution requires a company to submit for approval a training programme provided for in V of Article L. 612-23-1, the company must submit it within for…
…ective measure provided for in 13° of Article L. 612-33 with regard to a person mentioned in 1°, 3° and 5° of B of I of Article L. 612-2, it shall be regularly informed by the person concerned, in acc…
…ant to the provisions of the fourth paragraph of I of Article L. 511-12-1, the fifth paragraph of I and II of Article L. 531-6 and Article L. 611-2, as wellas the measures taken for failure to comply…
…Area.II -The Autorité de contrôle prudentiel et de résolution shall notify the European Commission and the European Banking Authority of the decisions referred to in the last two paragraphs of Ia of…
…shall first inform the person concerned, by registered letter with acknowledgement of receipt, by hand-delivery against a receipt or by bailiff's deed or by any other means that enables the date of r…
The Autorité des marchés financiers shall communicate to the European Securities and Markets Authority :-decisions relating to the authorisation of investment firms ; -at least once a year, the list o…
A member of the Enforcement Committee who, without prejudice to the cases provided for in Article 12 of the aforementioned Act of 20 January 2017, assumes that he or she is a ground for disqualificati…
The Board's decision can only be appealed together with the decision on the grievances.
At the request of a competent authority of a trading venue on which an investment services provider other than an asset management company uses algorithmic trading as a member or client of that venue,…
…shall set out the remit of the person appointed, where applicable, the amount of their remuneration and the arrangements for payment; 6° To record the hearings of the parties, heard successively in th…
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