Article L420-14
…gement controls. These controls shall include, as a minimum, the power for the trading platform to: 1° to monitor the open positions of the persons concerned ; 2° to obtain information from such perso…
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Showing 2221–2230 of 66755 articles for “Art. 492 al. 1 and Art. 493 al. 1”
…gement controls. These controls shall include, as a minimum, the power for the trading platform to: 1° to monitor the open positions of the persons concerned ; 2° to obtain information from such perso…
I. - Trading venue managers : 1° Publish a weekly report presenting the aggregate positions held by the different categories of persons mentioned in IV for the different commodity derivatives, the uni…
…executed on it.These periodic reports shall include detailed information on the price, costs, speed and likelihood of execution for the various financial instruments.The obligations mentioned in this…
The operator of a trading platform shall notify the AMF of the list of Member States of the European Union or parties to the Agreement on the European Economic Area in which it intends to provide mean…
Without prejudice to Titles III, IV or V of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories a…
…acility is a multilateral system that brings together, at the manager's discretion, multiple buying and selling interests expressed by third parties in order to conclude transactions in :1° Financial…
Market undertakings may not limit the number of members admitted to the regulated market they manage.The AMF shall ensure that market undertakings adapt their technical capacity, as necessary, to the…
…omic Area that operates without requiring the actual presence of natural persons may offer, in mainland France, Guadeloupe, French Guiana, Martinique, Reunion Island, Mayotte and Saint-Martin, the mea…
…do so by law are prohibited from making a public offer, within the meaning of Regulation (EU) No 2017/1129 of 14 June 2017, of financial securities or shares, on pain of nullity of the contracts ente…
Where agricultural commodity derivatives which are based on the same underlying and which have the same characteristics are traded in significant volumes on trading platforms or where critical or sign…
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