Article L351-1
Failure to comply with any of the obligations mentioned in the first, second, third and last paragraphs of II of article L. 312-1-1 and, where the customer is an individual acting for non-business pur…
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Showing 2201–2210 of 66755 articles for “Art. 492 al. 1 and Art. 493 al. 1”
Failure to comply with any of the obligations mentioned in the first, second, third and last paragraphs of II of article L. 312-1-1 and, where the customer is an individual acting for non-business pur…
The following offences are punishable by six months' imprisonment and a fine of €7,500 1° Any person who engages in the activity of canvassing for banking or financial services as defined in article L…
I.-The information document to be drawn up pursuant to Regulation (EU) No 2017/1129 of 14 June 2017 in the event of a public offer of financial securities or the admission of financial securities to t…
I.-A trading venue is a regulated market within the meaning of Article L. 421-1, a multilateral trading facility within the meaning of Article L. 424-1 or an organised trading facility within the mean…
Admission to and continued membership of a regulated market by the market undertaking organising trading on that market are subject to compliance with the rules of that market. The relationship betwee…
The distance supply of financial services to a consumer is governed by articles L. 222-1 to L. 222-7, L. 222-9 to L. 222-18, L. 232-4 and L. 242-15 of the French Consumer Code.
I. - The contracting company shall take the necessary steps to :1. Detect, prevent and manage the potentially harmful effects, for the proper functioning of the regulated market or for market members,…
…han two consecutive trading days, transactions in progress on the date of suspension may be cleared and settled under the conditions defined by the rules of the market.II. - For the implementation of…
…close inside information relating to the issuer or the financial instrument in breach of Articles 7 and 17 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014…
I.-The admission of financial instruments and assets referred to in II of Article L. 421-1 to trading on a regulated market is decided by the market undertaking, in accordance with the rules of the ma…
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