Article L533-4-2
…trôle prudentiel et de résolution may decide to apply the requirements of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013, in accordance with point (c) of the…
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Showing 2181–2190 of 64426 articles for “Art. 477 al. 3 and al. 4”
…trôle prudentiel et de résolution may decide to apply the requirements of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013, in accordance with point (c) of the…
…f own funds that has been determined by each Class 2 investment firm in accordance with Article L. 533-2-2 and shall verify that it maintains a level of own funds sufficiently in excess of the require…
…ss the payment or benefit is intended to enhance the quality of the service concerned to the client and is not detrimental to compliance with the service provider's obligation to act honestly, fairly…
…ired to comply, on the basis of their consolidated financial position within the meaning of Article 4(1) 47 of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013…
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
…gistered with the Autorité des marchés financiers may not provide the services referred to in 1° to 4° of Article L. 54-10-2. Any person who is not registered as a provider of the services referred to…
…the basis of an assessment of the risks presented by their activities in terms of money laundering and terrorist financing. To this end, they shall define and implement systems for identifying and as…
I.-The persons referred to in Article L. 561-2 shall put in place an organisation and internal procedures for the implementation of the measures for freezing assets and prohibiting the making availabl…
The persons referred to in Article L. 561-2 and, insofar as this is part of the normal exercise of their controls, the authorities referred to in I of Article L. 561-36, shall report to the Registrar…
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