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Showing 1101–1110 of 61305 articles for “Art. 4°-c and art. 30”
…nt natural persons to carry out banking or financial canvassing on their behalf. The establishments and undertakings or institutions mentioned in 1° of this article may also appoint legal entities for…
…e measures planned by the market undertaking to comply with the obligations set out in paragraphs 2 and 4 of I and II of Article L. 421-11. The Autorité des marchés financiers shall propose, in the sa…
The operator of the multilateral trading facility shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its facility. When a financial…
…ply a market-making strategy, within the meaning of 3° of Article L. 533-10-3, on the trading venue and shall put in place arrangements to ensure that a sufficient number of investment service provide…
…ns set out in article 121-2 of the French Penal Code, for the offences defined in articles L. 353-1 and L. 353-2 shall incur, in addition to the fine set out in article 131-38 of the French Penal Code…
For the purposes of the provisions of the Criminal Code and Order no. 45-2138 of 19 September 1945 establishing the Ordre des Experts Comptables and regulating the title and profession of Chartered Ac…
…es applicable to breaches of the obligation to disclose significant shareholdings are set out in 1° and 2° of I and III of article L. 247-1 and in article L. 247-2 of the French Commercial Code, repro…
…to the second paragraph of Article 18(6) of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
The directors, employees and agents of clearing houses are bound by professional secrecy. In the case of transactions in financial contracts, clearing houses may disclose information covered by profes…
Articles L. 420-1 to L. 420-4 of the French Commercial Code apply to credit institutions and finance companies for their banking and related operations defined in article L. 311-2, to electronic money…
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