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Showing 3531–3540 of 17003 articles for “Art. 150 V”
Where it appears that the situation of a credit institution or finance company so warrants, the Governor of the Banque de France, Chairman of the Autorité de contrôle prudentiel et de résolution, shal…
I. - In order to guarantee their financial stability, their solvency with regard to depositors, their absence of conflicts of interest with their customers and their ability to provide financing for t…
The authorisation referred to in I of Article L. 532-1 may be refused by the Autorité de contrôle prudentiel et de résolution if the organisation and operation, as well as the internal control system,…
…sment bodies whose assessments may be used by Class 1a credit institutions, finance companies and investment firms for the purposes of implementing the regulations provided for in Article L. 511-41. I…
Investment firms, credit institutions, investment holding companies, financial holding companies and mixed financial holding companies, as well as their subsidiaries referred to in Article L. 511-48 t…
Credit institutions authorised in France are members of the guarantee fund provided for in articles L. 312-4 to L. 312-16.
I. - If the term of office of a member of the Board of Directors, the Supervisory Board or any other body exercising equivalent functions is terminated as a result of a decision by the Autorité de con…
I. - The subsidiaries dedicated to carrying out the activities referred to in I of Article L. 511-47 are authorised by the Autorité de contrôle prudentiel et de résolution as investment firms or, wher…
…r, their mission is to combat usury by granting loans against tangible collateral, for which they have a monopoly. They may carry out all transactions with credit institutions and finance companies, r…
I.-Financial investment advisers are persons who engage in the following activities on a regular professional basis: 1° Investment advice as referred to in 5 of article L. 321-1 ; 2° (Repealed) 3° Adv…
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