Article R561-5-2
For the application of 2° of I of Article L. 561-5, and when the measures provided for in 1° to 4° of Article R. 561-5-1 cannot be implemented, the persons referred to in Article L. 561-2 shall verify…
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Showing 4331–4340 of 14710 articles for “Art. 150 U et seq.”
For the application of 2° of I of Article L. 561-5, and when the measures provided for in 1° to 4° of Article R. 561-5-1 cannot be implemented, the persons referred to in Article L. 561-2 shall verify…
When a collective investment management company distributes the units or shares of a collective investment scheme through the intermediary of a person referred to in 1° to 6° bis of Article L. 561-2 w…
…the application of Article L. 561-6, the persons mentioned in Article L. 561-2 shall implement measures to ensure that the transactions carried out in respect of a business relationship are consisten…
To obtain the authorisation referred to in Article L. 54-10-5, applicants must send the AMF a complete file containing the following information: I.-General information, in particular: 1° Its name or…
The threshold mentioned in the second paragraph of Article L. 561-13 is set at 2,000 euros per session. The threshold referred to in the third paragraph of Article L. 561-13 is set at €2,000 per sessi…
The customers referred to in 2° of Article L. 561-9 are: 1° The persons referred to in 1° to 6° bis of Article L. 561-2 established in France, in another Member State of the European Union or in a Sta…
For the purposes of 2° of I of Article L. 561-5, the persons referred to in Article L. 561-2 shall verify the identity of the customer in one of the following ways: 1° By using : a) A means of electro…
Where they choose to implement simplified due diligence measures pursuant to 1° of Article L. 561-9, the persons mentioned in Article L. 561-2 : 1° Shall identify and verify the identity of their cust…
The orders referred to in Article L. 561-11 shall provide for at least one of the following measures: 1° Prohibiting the establishment in France of subsidiaries, branches or representative offices of…
As soon as it receives an application for authorisation pursuant to Article L. 54-10-5, the AMF will investigate the application. It may ask the applicant for any additional information needed to exam…
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