Chapter X: Digital asset service providers

To obtain the authorisation referred to in Article L. 54-10-5, applicants must send the AMF a complete file containing the following information:

I.-General information, in particular:

1° Its name or corporate name and corporate form, the address of its place of business and the contact details of the contact point designated by the applicant;

2° A list of the digital asset services for which authorisation is being sought and, where applicable, the services that will be provided without authorisation;

3° A copy of the company's incorporation documents and, where applicable, the unique identification number.

II - For digital asset service providers mentioned in 3° to 5° of Article L. 54-10-5, the information referred to in Article D. 54-10-2.

III -The identity of direct and indirect shareholders, whether natural persons or legal entities, who hold at least 10% of the capital or voting rights, or any other possibility of exercising a significant influence on the management of this company, as well as the amount of their shareholding.

IV.Financial information, in particular :

1° Information on the applicant's financial situation at individual level and, where applicable, at consolidated and sub-consolidated level, including forecast data such as projected accounting plans for the first three financial years, the planning assumptions used for the above-mentioned forecasts and explanations of the figures, including the number and type of anticipated customers, the expected volume of transactions and orders, and, where applicable, forecast calculations of capital requirements ;

2° For companies already in business, the regulatory financial statements, at individual and, where applicable, consolidated and sub-consolidated level for the last three financial years, approved, where audited, by a statutory auditor, including the balance sheet, income statement, annual reports and financial annexes and, where applicable, a report by the statutory auditor covering the last three years or the period since the start of business.

V.-In application of 1° of I of article L. 54-10-5, an insurance certificate and the professional indemnity insurance policy taken out or any other means of ensuring that the applicant has the required level of equity capital.

VI - For the services referred to in 1° to 5° of Article L. 54-10-2, information concerning the organisation of the service provider and its programme of operations, the content of which is specified in the General Regulation of the Autorité des marchés financiers.

VII - For the service referred to in 4° of Article L. 54-10-2, the operating rules of the digital asset trading platform.