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Showing 2141–2150 of 14385 articles for “Art. 1231-6”
The location of the establishments provided for in article A. 322-64 must be adapted to the purpose of the instruction. The establishment's internal regulations define the basin(s) and sailing area(s)…
The collective and individual water sports equipment and facilities provided by the establishments comply with the regulations in force and are properly maintained. In addition, they are appropriate f…
It is punishable by six months' imprisonment and a fine of 9,000 euros for any person to fail to comply with the obligations imposed by articles L. 342-1 to L. 342-3 in respect of transactions in prec…
I. - The operator of a trading venue shall ensure that its pricing structures, including execution fees, ancillary fees and any rebates, are transparent, fair and non-discriminatory and do not create…
For the purposes of this section, "small and medium-sized enterprises" means companies whose average market capitalisation has been less than an amount set by decree on the basis of end-of-calendar-ye…
On a proposal from the Autorité des marchés financiers, the Minister responsible for the economy may withdraw recognition from a regulated market in any of the following cases: 1° If the market undert…
The operator of the organised trading system may use an investment services provider other than a portfolio management company to act as a market maker within the meaning of 2° of Article L. 531-2 on…
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
Credit institutions and finance companies shall set up a risk management function that is independent of operational functions and has adequate resources to enable it to carry out its mission.Credit i…
If necessary, in the event of changes in the risks affecting or likely to affect the credit institution or finance company, the head of the risk management function may report directly to the Board of…
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