Article D561-32-1
…provided for in II of Article L. 561-15 shall be made by the persons referred to in Article L. 561-2 in accordance with the specific nature of their profession, in accordance with the obligations of…
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Showing 2721–2730 of 66606 articles for “Art. 1186 al. 2 and 3”
…provided for in II of Article L. 561-15 shall be made by the persons referred to in Article L. 561-2 in accordance with the specific nature of their profession, in accordance with the obligations of…
…rds to ensure traceability of: 1° Requests for information that it sends, pursuant toArticle L. 561-27, to the public prosecutor, the investigating judge and the officers and agents of the judicial po…
…exercising supervisory functions of the persons mentioned in the first paragraph of Article R. 561-38-4 is informed of the activity and results of the internal controls mentioned in that same article…
The parent undertaking of a group mentioned in I of Article L. 561-33, which has as a subsidiary or branch at least one person mentioned in 1° to 2°e, 6°, with the exception of financial investment ad…
…rité de contrôle prudentiel et de résolution shall adopt a decision pursuant to III of Article L. 613-20-6 within five days of the notification referred to in I of the same article.
The joint decisions of the Autorité de contrôle prudentiel et de résolution on 1°, 2° or 3° of II of Article L. 613-20-4 or on the measures to be taken in the event of any significant issue or finding…
When, pursuant to II of Article L. 613-20-6, the Autorité de contrôle prudentiel et de résolution decides to assess the likely impact of the measures provided for in II of that article on the subsidia…
…arty to the Agreement on the European Economic Area, the updating of decisions taken pursuant to II and VI of Article L. 511-41-3.This update may be examined by the Autorité de contrôle prudentiel et…
…on requires a company to submit for approval a training programme provided for in V of Article L. 612-23-1, the company must submit it within forty-five days. The AMF shall be kept regularly informed…
In the event of disagreement on the joint decision, duly notified, the Autorité de contrôle prudentiel et de résolution shall consult the European Banking Authority, either on its own initiative or at…
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