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Showing 2581–2590 of 66606 articles for “Art. 1186 al. 2 and 3”
An individual retirement savings plan may be registered and subsequently distributed as a pan-European individual retirement savings product if it meets the conditions set out in Regulation (EU) 2019/…
I.- Market undertakings of significant importance due to their size and internal organisation, as well as the nature, scale and complexity of their activities, shall set up an appointments committee c…
…behaves in such a way as to give, or be likely to give, misleading indications as to the supply, demand or price of a financial instrument or who fixes, or is likely to fix, the price of a financial i…
…rading venue or for which a request for admission to trading on a trading venue has been submitted ;2° Financial instruments other than those referred to in 1° whose price or value depends on the pric…
I. - Legal entities declared to be criminally liable, under the conditions set out inarticle 121-2 of the French Criminal Code, for the offences defined in articles L. 465-1 to L. 465-3-3 of this Code…
Article L. 533-22-1 is applicable to credit institutions and investment firms for their activities of portfolio management on behalf of third parties and investment advice within the meaning of Articl…
…ice is located outside France, which are not subject to the obligations defined in Article L. 451-1-2, and whose securities referred to in I and II of that Article are admitted to trading only on a Fr…
…e Autorité des marchés financiers has served a statement of objections in respect of the same facts and the same person pursuant to Article L. 621-15.The Autorité des marchés financiers may not issue…
…The Autorité de contrôle prudentiel et de résolution may order a person referred to in 1°, 4°, 9° and 10° of A of I of Article L. 612-2, a class 1 bis investment firm or, with the exception of firms…
Article L. 533-22-1 applies to the Caisse des dépôts et consignations.
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