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Showing 3931–3940 of 43747 articles for “Art. s. L. 145-19 et L. 145-20”
…eration for the issue of electronic money is protected in accordance with the terms and conditions set out in Article L. 526-32. If this portion is variable or cannot be determined in advance, electro…
…list of approved portfolio management companies as a sanction by the Autorité des marchés financiers.Deregistration entails the liquidation of the legal entity if it has its registered office in Fran…
…n which intends to outsource operational functions shall inform the Autorité de contrôle prudentiel et de résolution.Essential operational functions may not be outsourced in such a way as to seriously…
The AIFM referred to in Article L. 532-30 shall have a legal representative in France. The legal representative is the AIFM's contact point in the European Union. All official correspondence between t…
In this section :1° "Third-country firm" means a firm which, if its head office or registered office were situated in a Member State of the European Union, would be either a credit institution providi…
I.-The Autorité de contrôle prudentiel et de résolution shall not grant authorisation to the branch of the applicant third-country undertaking unless the third-country undertaking to which the branch…
Where a competent authority of a third country fails to comply with a request for information exchange referred to in 2° of Article L. 532-29, the AMF may refer the matter to the European Securities a…
…iana, Martinique, La Réunion, Mayotte or Saint-Martin, the investment services mentioned in Article L. 321-1 and, where applicable, the related services mentioned in Article L. 321-2, to : 1° Non-prof…
…be provided on the sole initiative of the client.It is prohibited for any third-country firm to market financial instruments or investment services other than those for which the client has initiated…
…eference Member State is possible in application of the criteria defined by decree in the Conseil d'Etat, the operator submits a request to the authorities of all the possible reference Member States…
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