Article L621-11
…ing his or her explanations on the spot and the conditions under which this right is exercised are determined by decree of the Conseil d'Etat.
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Showing 5381–5390 of 44611 articles for “Art. s. L. 145-15 et L. 145-16”
…ing his or her explanations on the spot and the conditions under which this right is exercised are determined by decree of the Conseil d'Etat.
…départements d'outre-mer, the Institut d'émission d'outre-mer, the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers shall cooperate with each other. They shall…
…Chairman ; 2° The Governor of the Banque de France, Chairman of the Autorité de contrôle prudentiel et de résolution, assisted by the Vice-Chairman of this authority; 3° The Chairman of the Autorité d…
The AMF shall ensure that issuers referred to in Article L. 451-1-2 or issuers whose securities are admitted to trading on a multilateral trading facility subject to the provisions of II of Article L.…
Any breach by financial investment advisers as defined in article L. 541-1 of the laws, regulations and professional obligations applicable to them is subject to sanctions imposed by the Enforcement C…
I. - In the event of the breaches referred to in II of Article L. 621-15, the AMF Board may publish a statement specifying the identity of the natural person or legal entity in question and the nature…
…y ask the statutory auditors of persons whose securities are admitted to trading on a regulated market for any information on the persons they control. The statutory auditors of the persons referred t…
Where the activities of a trading platform referred to in Article L. 420-1 that has installed access arrangements in another Member State of the European Union or in another State party to the Agreeme…
Controls carried out pursuant to Articles L. 632-12 and L. 632-13 by representatives of a foreign supervisory authority entrusted with a mission similar to that entrusted in France to the Autorité de…
For the purposes of exercising their respective functions, the competent authorities may exchange information relating to regulated entities in a financial conglomerate with the central banks of the M…
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