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Showing 41–50 of 61403 articles for “Art. s. L 621-3 to L 621-6”
Appeals against individual decisions of the Autorité des marchés financiers, other than those relating to the persons and entities referred to in II of Article L. 621-9, including the penalties impose…
The astreinte is recovered by the competent public accountant in the same way as a criminal fine. It cannot give rise to a judicial constraint.
For the performance of its duties, the AMF shall adopt a set of General Regulations, which shall be published in the Official Journal of the French Republic after approval by order of the Minister res…
In the context of the inspections and investigations referred to in Articles L. 621-9 and L. 621-9-1, professional secrecy may not be invoked against the Autorité des marchés financiers or, where appl…
The association mentioned in 1° of article L. 621-31 is formed by the persons listed in the same 1°, in accordance with the law of 1st July 1901 relating to the contract of association. Only persons i…
In accordance with the last paragraph of Article 20 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealin…
The association referred to in Article L. 621-32 either takes action on its own initiative or is informed by the Autorité des marchés financiers of facts likely to constitute a breach by a member of t…
When the AMF forwards certain facts or information to the Financial Public Prosecutor pursuant to Article L. 621-20-1, certain facts or information to the Financial Public Prosecutor, the report or no…
The AMF shall ensure that the financial institutions referred to in 2° of I of Article L. 561-36 comply with Article L. 564-2.
I.-The Chairman of the Autorité des marchés financiers or his appointed representative may require any person to take measures to reduce the size of his position or exposure in a financial instrument,…
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