Article L421-7-5
The corporate bodies of a market undertaking made up of the persons referred to in Article L. 421-7: 1° Define and supervise the implementation of a system of governance that guarantees the efficient…
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Showing 1141–1150 of 68255 articles for “Art. s. L 313-7 and R 313-4”
The corporate bodies of a market undertaking made up of the persons referred to in Article L. 421-7: 1° Define and supervise the implementation of a system of governance that guarantees the efficient…
Market undertakings shall devote adequate human and financial resources to the training of the persons referred to in Article L. 421-7.
I. - Payment institutions providing the payment service referred to in 7° of II of article L. 314-1 must, at the time of authorisation, have professional civil liability insurance covering the territo…
Investment service providers may not send, directly or indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, re…
Investment services providers other than portfolio management companies which use a high-frequency algorithmic trading technique shall keep an accurate and chronological record of all orders placed, i…
No variable remuneration is paid to the persons mentioned in 1° and 2° of Article L. 533-25 within an investment firm benefiting from exceptional public financial support. Variable remuneration paid t…
Lawyers and the persons mentioned in 18° of Article L. 561-2 may provide each other with information gathered for the purposes of implementing Articles L. 561-5, L. 561-5-1, L. 561-6, and L. 561-9 to…
I. - When the Autorité de contrôle prudentiel et de résolution is consulted by the authority of another Member State of the European Union or party to the Agreement on the European Economic Area, resp…
A decree in the Conseil d'Etat shall specify the terms and conditions for the application of this sub-section.
By way of derogation from the provisions of Article L. 613-31-3 and II of Article L. 613-31-6, the provisions of the law of the Member State in which the winding-up proceedings have been opened relati…
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