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Showing 1681–1690 of 63643 articles for “Art. s. L 313-47 and L 313-48”
Investment services providers, other than portfolio management companies, authorised in France, intermediaries authorised by the Autorité de contrôle prudentiel et de résolution for clearing, administ…
The investment service provider defined in article L. 531-1, the entity providing investment services without being subject to the authorisation procedure provided for in article L. 531-2 and the fina…
The rules on direct marketing by banks or financial institutions do not apply to :1° Contacts with qualified investors as defined in Article L. 411-2 .1 and with legal entities whose balance sheet tot…
Direct marketers are prohibited from offering products, financial instruments, digital assets and services other than those for which they have received express instructions from the person or persons…
Any breach of the laws, regulations and professional obligations applicable to banking or financial canvassing committed by the persons mentioned in 1°, 3°, 5°, 7° and 8° of article L. 341-3 and in ar…
Any natural or legal person authorised to carry out banking or financial canvassing activities must be able to provide evidence at all times of the existence of an insurance policy covering it against…
I. - Any person who habitually goes to the homes of private individuals, other than bankers, stockbrokers or dealers in precious metals, or to public places not reserved for this purpose, to advise on…
Any unsolicited contact, by any means whatsoever, with a specific natural person or legal entity with a view to obtaining their agreement to ... constitutes a banking or financial solicitation: 1° The…
Persons engaged in direct marketing of banking and financial services are subject to the disqualifications set out in article L. 500-1.
I. - The person canvassed has a period of fourteen completed calendar days in which to exercise his right of withdrawal, without having to justify his decision or incur any penalties. The period durin…
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