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Showing 4261–4270 of 15236 articles for “Art. s. 496 et 504”
Investment firms, other than portfolio management companies, publish in their annual report the return on their assets, calculated by dividing their net profit by their balance sheet total.
…ccordance with the provisions of Article D. 533-13. An investment service provider other than an asset management company may, at the request of a professional client, treat that client as an eligible…
…in which these are applied as part of the shareholder engagement policy, in particular at general meetings of companies held under the contract; 5° An assessment of the medium- and long-term performan…
The financial futures instruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
…ovider, at its request or ex officio, its decision shall be notified to the provider by registered letter with acknowledgement of receipt. The Autorité des marchés financiers shall inform the public o…
…the intermediary's general terms and conditions of sale.The equity crowdfunding intermediary shall set up a simple procedure on its website for cancelling the registration of any lender or project hol…
…ode; 8° Where applicable, an indicator showing that the transaction was subject to special conditions.
…utory auditors referred to in Article L. 511-38 are appointed by the body of these institutions competent to approve the accounts. They are appointed for six financial years. Their term of office shal…
I. - An investment service provider other than an asset management company shall establish and implement appropriate written policies and procedures for classifying its clients as non-professional cli…
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