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Showing 4231–4240 of 15236 articles for “Art. s. 496 et 504”
The amount stipulated in the fourth paragraph of II of article L. 526-19 is set at 250 euros.
Where the applicant applies for authorisation as an investment firm or credit institution including the right to provide custody account keeping or clearing of financial instruments, the authorisation…
I. - When the Autorité de contrôle prudentiel et de résolution initiates disciplinary proceedings against an investment services provider from another Member State of the European Union or another Sta…
Credit institutions wishing to establish a branch in application of I ofArticle L. 532-23 are subject to the procedure provided for in I ofArticle L. 511-27, subject to the observations and opinions o…
…vided for in Article L. 532-33, the Autorité des marchés financiers shall participate, with the competent authorities of the other possible reference Member States, in the joint procedure for designat…
The provisions of article R. 532-2 apply to branches of third-country undertakings authorised in France.
…alyse a sufficient number of contracts on offer to be able to base an objective analysis of the market and recommend or propose a contract suited to the needs of the customer, including the potential…
…previous year and published in its annual report. If the representativeness criterion has not been met on the date the application for authorisation is submitted, the association submits an operationa…
I.-The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of I of Article L. 526-22 within one month. II -The Autorité de contrôle pruden…
…anagement company headquartered in a country other than France, the Autorité de contrôle prudentiel et de résolution may, on its own initiative or at the request of the Autorité des marchés financiers…
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