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Showing 4161–4170 of 15236 articles for “Art. s. 496 et 504”
…onomic Area, this firm or institution must, without prejudice to the conditions required by the competent authority of the host State, have been previously authorised to provide this service in France…
…It informs them of any difficulties observed in the banking and payment services intermediation market which affect or are likely to affect the interests of customers or potential customers.
…ask the applicant for any additional information needed to examine the application. The time limit set by the Authority is suspended until the additional information is received.
…Title applicable to portfolio management companies and the provisions applicable to investment firms.
Where an investment service provider other than an asset management company plans to amend any of the disclosures referred to in I of Article D. 532-23-2, it shall inform the Autorité de contrôle prud…
…n institution referred to in article L. 518-1 or in 1° of article L. 531-2, outside a regulated market, a multilateral trading facility or an organised trading facility; 2° The transactions are conclu…
The Autorité de contrôle prudentiel et de résolution shall take into account any guidance issued by the European Banking Authority for the application of Article L. 533-4.
The intermediary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
I.-The association shall set up a committee responsible for imposing the sanctions mentioned in the first paragraph of II of article L. 519-13 and in article L. 513-14 on its members. This committee m…
When it intends to withdraw an association's authorisation, the Autorité de contrôle prudentiel et de résolution will inform the association. It will give the association the reasons for the withdrawa…
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