Article L541-3
…s chapter. The minimum level of cover that must be provided by professional indemnity insurance is set by decree, depending on the legal form in which the advisory activity is carried out and the prod…
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Showing 1941–1950 of 15236 articles for “Art. s. 496 et 504”
…s chapter. The minimum level of cover that must be provided by professional indemnity insurance is set by decree, depending on the legal form in which the advisory activity is carried out and the prod…
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
It is forbidden for any person other than one of the persons mentioned in the first paragraph of I of Article L. 546-1 to use a name, a company name, an advertisement or, in general, expressions that…
…fessional activities have a significant impact on the risk profile of the investment firm or the assets it manages. The remuneration policy must be clearly described. It shall be proportionate to the…
Payments linked to the early termination of an employment contract must correspond to effective performance assessed over time and not reward failure or fault. Global remuneration linked to compensati…
…o any public offer of tokens, issuers may apply for approval from the Autorité des marchés financiers. Issuers shall prepare a document providing all relevant information to the public on the proposed…
…g and terrorist financing risks to which they are exposed, as well as a policy adapted to these risks. In particular, they shall draw up a classification of the risks in question according to the natu…
…ess relationship. The procedures for applying this article are specified by decree in the Conseil d'Etat.
…61-5, L. 561-5-1 and L. 561-6, additional due diligence measures defined by decree of the Conseil d'Etat. 561-5, L. 561-5-1 and L. 561-6, additional due diligence measures defined by decree in the Con…
…partment referred to in Article L. 561-23. The President of the Council of the Bar of the Conseil d'Etat and the Cour de cassation shall inform the Principal State Prosecutor at the Cour de cassation…
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