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Showing 1761–1770 of 15236 articles for “Art. s. 496 et 504”
…of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012, or if this decision is no lon…
…be provided on the sole initiative of the client.It is prohibited for any third-country firm to market financial instruments or investment services other than those for which the client has initiated…
…eference Member State is possible in application of the criteria defined by decree in the Conseil d'Etat, the operator submits a request to the authorities of all the possible reference Member States…
The Autorité des marchés financiers shall inform the European Securities and Markets Authority without delay of the outcome of the initial authorisation procedure, of any change in the AIFM's authoris…
Any dispute arising between the Autorité des marchés financiers and the AIFM established in a third country of which France is the reference Member State shall be subject to the jurisdiction of the Fr…
I. - The provisions of article L. 532-21-3 are applicable to AIFM established in third countries.II. - The provisions of Article L. 532-25-1 are applicable to portfolio management companies which mana…
In its capacity as home authority of an asset management company, the Autorité des marchés financiers shall forward a copy of the relevant cooperation arrangements it has entered into in accordance wi…
…e of these provisions is incompatible with compliance with the law to which the AIFM or the AIF marketed in the European Union is subject, the AIFM is not required to comply with that provision if it…
…authorisation referred to in Article L. 532-30, the Autorité des marchés financiers shall examine whether the AIFM's designation of France as the reference Member State meets the criteria set by decre…
…nager's authorisation is granted by the Autorité des marchés financiers (AMF) under the conditions set out in article L. 532-9 and in accordance with the AMF General Regulation.II. - If the competent…
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