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Showing 1181–1190 of 15236 articles for “Art. s. 496 et 504”
…financiers, the Minister responsible for the economy may withdraw recognition from a regulated market in any of the following cases: 1° If the market undertaking does not make use of it within twelve…
The corporate bodies of a market undertaking made up of the persons referred to in Article L. 421-7: 1° Define and supervise the implementation of a system of governance that guarantees the efficient…
The administrative authority responsible for competition and consumer affairs is the competent authority to impose the administrative fines provided for in article L. 361-1 of this Code, under the con…
…compartment. For the application of II of Article L. 412-1, when the securitisation undertaking is set up in the form of a securitisation mutual fund, the management company assumes responsibility for…
Market undertakings shall devote adequate human and financial resources to the training of the persons referred to in Article L. 421-7.
Market undertakings may not limit the number of members admitted to the regulated market they manage.The AMF shall ensure that market undertakings adapt their technical capacity, as necessary, to the…
I. - Any regulated market in a Member State of the European Union or in another State party to the Agreement on the European Economic Area that operates without requiring the actual presence of natura…
…rs shall register a multilateral trading facility as a small and medium-sized enterprise growth market at the request of its operator, after verifying that at least 50% of the issuers whose securities…
…cord the offences referred to in articles L. 353-1 and L. 353-2 of this Code, under the conditions set out in article L. 511-5 of the French Consumer Code.
…shares issued. They are prohibited, on pain of the same nullities, from issuing negotiable securities. It is also forbidden for any person or entity to make a public offer of financial securities or s…
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