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Showing 1911–1920 of 15298 articles for “Art. s. 2003 et seq.”
…e whose sole purpose is the administration of one or more institutions for collective occupational retirement provision; 6° The institutions referred to in Article L. 518-1 ; 7° In accordance with the…
…in a Member State of the European Union and whose shares are admitted to trading on a regulated market established or operating in a Member State of the European Union.
Investment services providers that use the services of tied agents must ensure that these agents are registered in accordance with Article L. 545-5.
Participatory finance service providers may also provide, under the conditions set out in Article L. 547-5, services identical to those mentioned in point ii) of a) of paragraph 1 of Article 2 of Regu…
…es within the meaning of Article L. 548-1. Only legal entities may be equity financing intermediaries.II.Participative finance intermediaries are not authorised to carry out any activities other than…
The following are subject to the obligations set out in sections 2 to 7 of this chapter: 1° Bodies, institutions and services governed by the provisions of Title I of this Book, including branches of…
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
The board of directors, the supervisory board or any other body exercising equivalent supervisory functions adopts and regularly reviews the remuneration policy and assumes overall responsibility for…
…al activities of its members, representing them collectively and defending their rights and interests. II -With a view to the financial investment adviser becoming a member, the association will check…
…also required to inform this body as soon as possible if they no longer comply with these conditions.II. - Failure to comply with the conditions governing access to and practice of this activity auto…
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