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Showing 2001–2010 of 56760 articles for “Art. n°² 96-17.280 and 97-13.423”
…project promoter is a local authority, the provider of equity crowdfunding services shall inform it and the investors of the offences set out in Articles 432-10 to 432-12 of the French Penal Code and…
Any issuer making a public offer of tokens and applying for approval from the Autorité des marchés financiers under the conditions set out in Articles L. 552-4 to L. 552-7 shall be subject to the obli…
For the purposes of this chapter, a token is any intangible asset representing, in digital form, one or more rights that may be issued, recorded, stored or transferred by means of a shared electronic…
The implementation of the remuneration policy is subject, at least once a year, to a central and independent internal assessment in the exercise of supervisory functions. In the branches of third-coun…
…ceiling that it is up to the investment firm to define, taking into account its business activities and the risks associated therewith, as well as the impact that the persons mentioned in this article…
No variable remuneration is paid to the persons mentioned in 1° and 2° of Article L. 533-25 within an investment firm benefiting from exceptional public financial support. Variable remuneration paid t…
Within investment firms of significant importance in relation to their size and in accordance with criteria relating to the level of remuneration of the individual, at least half of the variable remun…
…of transmitting them on behalf of a client to whom they have provided advice, under the conditions and within the limits set by the General Regulation of the Autorité des marchés financiers, and carr…
…under the same conditions. The Autorité des marchés financiers (AMF) is responsible for supervising and monitoring authorised service providers and will request the approval of the Autorité de contrôl…
…ontrol functions are independent of the business units they supervise, have the necessary authority and are remunerated on the basis of the achievement of objectives related to their duties, independe…
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