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Showing 5441–5450 of 16361 articles for “Art. n° 21-14.279 et 21-14.283”
I. - Participative finance intermediaries shall mention on their website, in a manner that is easily accessible from the first page, and in all correspondence and on all advertising media, with the ex…
…management companies shall indicate to the client, in good time before the service is provided:- whether the investment advice is provided independently ;- whether the investment advice is based on a…
Each of the persons who effectively directs the business of the undertaking within the meaning of Article L. 532-2 and each member of the Board of Directors, the Supervisory Board, the Management Boar…
…of cover under the professional indemnity insurance contract provided for in Article L. 541-3 are set as follows:1° 150,000 euros per claim and 150,000 euros per insurance year for natural persons an…
The tied agents referred to inarticle L. 545-4 must not have been subject to :a) a final conviction referred to in II ofarticle L. 500-1 within the last ten years ;b) a sanction provided for in 3° to…
For the purposes of Article L. 547-5, the provider of participative finance services shall include the overheads incurred by the activity mentioned in Article L. 547-4 in the calculation of the pruden…
I.-When they present donation-based financing offers on their website that take the form of a collection open to the public, intermediaries in participative financing shall make available to the parti…
…he following procedure: 1° The client shall notify the investment service provider other than an asset management company in writing of its wish to be treated as a professional client, either at any t…
…mation on any use of services provided by voting advisors; 4° The nature of votes cast at general meetings, with the possibility of excluding votes that are insignificant due to their purpose or the s…
…e deemed to constitute a decision of acceptance is four months from the date of receipt of the complete application.
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