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Showing 3601–3610 of 16361 articles for “Art. n° 21-14.279 et 21-14.283”
On a reasoned request from the Chairman or Secretary General of the Autorité des Marchés Financiers, the president of the court may order the sequestration, wherever held, of funds, securities or righ…
…he stability and integrity of the financial system, after notifying the European Securities and Markets Authority, the European Systemic Risk Board and the competent authorities of the AIF concerned,…
…the request of the investigating magistrate (juge d'instruction), where appropriate: 1° To the Secretary General of the Autorité des marchés financiers, before sanction proceedings are initiated; 2°…
Statutory auditors are required to report to the AMF as soon as possible any fact or decision concerning an investment services provider or an intermediary authorised to hold or administer financial i…
…ber of the rules of the code of conduct referred to in the same article.Notwithstanding Articles 42 et seq. of Act 86-1067 of 30 September 1986 on freedom of communication, when the Autorité de Régula…
The association may impose one of the following sanctions on member companies, their publication director or, failing that, their legal representative, depending on the seriousness of the breach: 1° A…
…ses. They may obtain explanations on the spot under conditions laid down by decree in the Conseil d'Etat.
…n Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/EC of the European Parliament and…
For the application of provisions falling within the remit of the Autorité des marchés financiers, civil, criminal or administrative courts may call upon the chairman of the Autorité des marchés finan…
The Autorité des marchés financiers may only be held liable for the application of the provisions of Regulation (EU) 2017/1129 and its delegated regulations in respect of the approval of prospectuses.
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