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Showing 251–260 of 57367 articles for “Art. n° 18-10.890 and n° 18-10.891”
In the case of mixed financial holding companies, decisions regarding approval and exemption from approval and the supervisory measures referred to in Article L. 612-33 are subject to the agreement of…
The procedures for depositing, holding and withdrawing securities are set by decree in the Conseil d'Etat.
Payment institutions shall provide their customers, and any other person who so requests, with all relevant information on the procedures for protecting the funds collected. Customers are informed of…
The removal of an electronic money institution from the list of authorised electronic money institutions may be ordered as a disciplinary sanction by the Autorité de contrôle prudentiel et de résoluti…
Within the limits of the services it is authorised to provide in its home country, and depending on the authorisation it has received there, any legal or natural person authorised to provide investmen…
…best possible result for their clients having regard to price, cost, speed, likelihood of execution and settlement, size, nature of the order or any other considerations relating to the execution of t…
…ary 1978, it is prohibited, on pain of the penalties provided for in Article L. 574-1, for managers and employees of financial institutions, the persons mentioned in Article L. 561-2, the President of…
…rvisory duties or providing it with inaccurate information is punishable by one year's imprisonment and a fine of €15,000.
…ribution referred to in Article L. 612-20, the balance of which shall be carried forward each year, and any additional funds that the Banque de France may allocate to it. The Autorité de contrôle prud…
…suers. To this end, it may require issuers, the persons that control them or are controlled by them and their statutory auditors to provide all relevant documents and information. It may order these i…
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