Article A322-150
Jumps by beginners are preceded by compulsory training, adapted to the nature of the jump. The only jumps that beginners may make on their first jump are the following 1° An automatic opening jump usi…
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Showing 831–840 of 20457 articles for “Art. n° 15-21.478 + Cass. 3e civ.”
Jumps by beginners are preceded by compulsory training, adapted to the nature of the jump. The only jumps that beginners may make on their first jump are the following 1° An automatic opening jump usi…
All direct marketers are prohibited from receiving cash, negotiable instruments, digital assets, bearer securities or cheques or any payment by any other means from the persons they canvass, subject t…
Position limits and position management controls shall be transparent and non-discriminatory, shall state how they apply to persons and shall take into account the nature and composition of market par…
Decisions to admit a financial instrument or an asset mentioned in II of Article L. 421-1 are made public by the market undertaking.
Loans, exposures, similar claims, securities and deposits, bonds or other resources provided for in article L. 513-2 may only be managed or collected by a credit institution or finance company that ha…
I.-The legal representatives, directors, staff and agents of the associations referred to in I of Article L. 519-11 of this Code are bound by professional secrecy in the context of the tasks referred…
The own funds of a payment institution may not fall below any of the requirements set out in Article L. 522-7 and the second paragraph of Article L. 522-14.
The withdrawal of an electronic money institution's authorisation may also be decided ex officio by the Autorité de contrôle prudentiel et de résolution if the institution:1° Does not make use of the…
When the offices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité d…
I.- Investment service providers other than portfolio management companies shall report to their clients, in a durable medium, on the services provided to them. The report shall include periodic commu…
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