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Showing 5821–5830 of 17805 articles for “Art. n° 15-16.826 et 15-16.827”
The financial futures instruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
…ovider, at its request or ex officio, its decision shall be notified to the provider by registered letter with acknowledgement of receipt. The Autorité des marchés financiers shall inform the public o…
…the intermediary's general terms and conditions of sale.The equity crowdfunding intermediary shall set up a simple procedure on its website for cancelling the registration of any lender or project hol…
The information made public by a publication system approved in accordance with Article L. 549-11 shall include at least the following items: 1° The identifier identifying the financial instrument; 2°…
…utory auditors referred to in Article L. 511-38 are appointed by the body of these institutions competent to approve the accounts. They are appointed for six financial years. Their term of office shal…
I. - An investment service provider other than an asset management company shall establish and implement appropriate written policies and procedures for classifying its clients as non-professional cli…
The Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions shall have adequate access to the information and documents necessary to supervise and monit…
I.-The persons mentioned in Article L. 533-29-3 shall draw up a table grouping together the information relating to their establishments by State or territory, mentioned in 1° of the same article, as…
I. - The Autorité de contrôle prudentiel et de résolution shall collect, under the conditions defined by order of the Minister responsible for the economy, the information referred to in c and d of Ar…
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