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Showing 5431–5440 of 17805 articles for “Art. n° 15-16.826 et 15-16.827”
…sary knowledge, skills and experience referred to in Article L. 511-51 on banking and financial markets, legal and regulatory requirements applicable to the credit institution or finance company, its…
The presentation to the general meeting of the credit institution or finance company concerned of the draft resolutions mentioned in article R. 511-20 is governed by the rules of the French Commercial…
The training of managers organised by the Fédération nationale des Banques populaires in conjunction with the central body of the Caisses d'épargne and Banques populaires is taken into account in the…
Pursuant to the third paragraph of article 38 of law no. 78-17 of 6 January 1978 on data processing, data files and individual liberties, the right to object does not apply to the file provided for in…
Any person canvassing for banking and financial services as defined in article L. 341-1, with the exception of the cases mentioned in the seventh paragraph of this article, failing to provide the pers…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
…anaging members, within the meaning of article 5 of the aforementioned law of 1st July 1901, must meet the following conditions: 1° Be of legal age; 2° Proof of : a) either a baccalaureate or equivale…
…ings pursuant to the first paragraph of II of Article L. 465-3-6, he shall send him, by registered letter with acknowledgement of receipt or by delivery against receipt, the factual and legal informat…
When the Autorité de contrôle prudentiel et de résolution assesses the good repute of the persons mentioned in Article L. 511-51 in accordance with Articles L. 511-10 or R. 511-3-1, it consults the ce…
…rson carries out canvassing activities on behalf of a legal entity authorised under the conditions set out in I of article L. 341-4, the legal entity issues the canvassing licence provided for in arti…
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