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Showing 1451–1460 of 69139 articles for “Art. al. 1 and D 440-2”
The investment services referred to in Article L. 321-1 are defined as follows:1. The service of reception and transmission of orders on behalf of third parties is the act of receiving and transmittin…
The rights of access and rectification provided for respectively in articles 39 and 40 of the aforementioned Act of 6 January 1978 may be exercised with the Banque de France and the persons having app…
The Autorité des marchés financiers shall inform the European Commission and the European Securities and Markets Authority without undue delay of any measure taken pursuant to the second paragraph of…
The authorisation of associations whose express statutory purpose is the defence of investors in transferable securities or financial products provided for in the third paragraph of Article L. 452-1 m…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
The database of direct marketers is maintained by the Banque de France on behalf of the authorities referred to in Article L. 341-7 . The procedures for managing the file and the relations between the…
The information contained in the direct seller file is as follows:1° The direct seller's registration number;2° The name, surname, first names, date and place of birth of the direct seller, natural pe…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of the trading halt parameters referred to in II of Article L. 420-3 that are notified to it by trading v…
Pursuant to II of article L. 341-4, the renewal of a direct seller's contract must be declared no later than five days before its expiry date. Failure by the persons referred to in 1° and 3° of articl…
Pursuant to the third paragraph of article 38 of law no. 78-17 of 6 January 1978 on data processing, data files and individual liberties, the right to object does not apply to the file provided for in…
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