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Showing 5101–5110 of 40360 articles for “Art. R. 512-46-25 et s.”
…tal of an investment firm referred to in I of Article L. 531-6, the Autorité de contrôle prudentiel et de résolution shall assess the suitability of the proposed acquirer and the financial soundness o…
…32-9-1, the AMF shall assess, for the purpose of ensuring that the portfolio management company targeted by the proposed acquisition has sound and prudent management and taking into account the likely…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
…erogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
…s referred to in Article L. 533-30-11 to be held for a minimum period defined under the conditions set out in Article L. 533-30-1 so as to align the incentives of the persons referred to in Article L.…
Investment firms, other than portfolio management companies, publish in their annual report the return on their assets, calculated by dividing their net profit by their balance sheet total.
…in which these are applied as part of the shareholder engagement policy, in particular at general meetings of companies held under the contract; 5° An assessment of the medium- and long-term performan…
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
…quate access to the information and documents necessary to supervise and monitor management decisions.
I.-The persons mentioned in Article L. 533-29-3 shall draw up a table grouping together the information relating to their establishments by State or territory, mentioned in 1° of the same article, as…
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