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Showing 3021–3030 of 40360 articles for “Art. R. 512-46-25 et s.”
…e deemed to constitute a decision of acceptance is four months from the date of receipt of the complete application.
I. - The period referred to in Article L. 532-9 is suspended while the European Securities and Markets Authority examines the notification provided for in Article L. 532-37.II. - Where the Autorité de…
I. - Intermediaries must, at the time of subscription, respond truthfully to all requests for information from the credit institution, finance company, payment institution, electronic money institutio…
The association draws up a code of conduct setting out the rules applicable to its members. This code may be common to one or more approved associations. The association may ask the Autorité de contrô…
In addition to the committee provided for in article R. 519-51, the association's articles of association set up a general meeting and a board of directors. These articles of association lay down the…
For authorisation under the conditions set out in I of Article L. 519-13, the association submits a file to the Autorité de contrôle prudentiel et de résolution, the composition of which is set by ord…
…out this activity is issued as part of the authorisation procedure as an investment services provider.If the applicant has been authorised as an investment firm or credit institution providing one or…
I. - When the Autorité de contrôle prudentiel et de résolution initiates disciplinary proceedings against an investment services provider from another Member State of the European Union or another Sta…
…vided for in Article L. 532-33, the Autorité des marchés financiers shall participate, with the competent authorities of the other possible reference Member States, in the joint procedure for designat…
The intermediaries referred to in article R. 519-27 above are required to analyse a sufficient number of contracts on offer to be able to base an objective analysis of the market and recommend or prop…
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