Article R613-37-1
For the purposes of Article L. 613-33-4, before conducting an on-site inspection of the French branch of an investment firm referred to in Article L. 532-18-1, the Autorité de contrôle prudentiel et d…
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Showing 1471–1480 of 61596 articles for “Art. R 812-1 et seq.”
For the purposes of Article L. 613-33-4, before conducting an on-site inspection of the French branch of an investment firm referred to in Article L. 532-18-1, the Autorité de contrôle prudentiel et d…
I.-When a person finds itself in the situation referred to in III of Article L. 613-56, the resolution college, after obtaining the opinion of the supervisory college, shall examine without delay whet…
I.-For the application of I of Article L. 613-44, eligible commitments are included in the amount of own funds and eligible commitments mentioned in that Article only if they meet the conditions set o…
When the Secretary General proposes to the Board the appointment of a provisional administrator pursuant to Article L. 621-13-1, he shall first inform the person concerned, by registered letter with a…
The Autorité des marchés financiers shall communicate to the European Securities and Markets Authority :-decisions relating to the authorisation of investment firms ; -at least once a year, the list o…
The persons mentioned in c of article L. 621-18-2, who have close personal ties with one of the persons mentioned in a or b of the same article, are :1° Their spouse who is not legally separated or th…
A member of the Enforcement Committee who, without prejudice to the cases provided for in Article 12 of the aforementioned Act of 20 January 2017, assumes that he or she is a ground for disqualificati…
The Board's decision can only be appealed together with the decision on the grievances.
Natural or legal persons meeting the following conditions may apply for an increase in penalties under VI of Article L. 621-15 of the Monetary and Financial Code :1° No further appeal may be lodged ag…
I.-The request for authorisation to disclose the connection data referred to in the sixth paragraph of Article L. 621-10-2 shall specify for each investigation: 1° The name of the person suspected of…
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