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Showing 951–960 of 61998 articles for “Art. R 581-27 and R 581-29”
When all or part of the remuneration due under a partnership contract or a contract referred to in the first paragraph of Article L. 6148-5 of the Public Health Code in respect of investment costs, wh…
I.-Investment firms shall have robust strategies, policies, processes and systems in place to identify, measure, manage and monitor the following: 1° The significant causes and effects of risks to cli…
The board of directors, the supervisory board or any other body exercising equivalent supervisory functions and the persons referred to in Article L. 532-2(4) must devote sufficient time to carrying o…
I.-Investment firms and investment holding companies with a branch or subsidiary that is a financial institution within the meaning of Article 4(1), point 26 of Regulation (EU) No 575/2013 in a Member…
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
When the department referred to in Article L. 561-23 receives a report made in accordance with Article L. 561-15 that concerns another Member State of the European Union, it shall forward this report…
I. - The department referred to in Article L. 561-23 may also communicate as soon as possible, at their request or on its own initiative, to counterpart foreign financial intelligence units informatio…
Where a professional association representing the interests of one or more categories of persons falling within the remit of the Autorité de contrôle prudentiel et de résolution or who may be subject…
I. - For foreign issuers, the market on which the highest volume of securities is traded is determined on the basis of an annual average of the number of securities traded on 31 December of the previo…
I.-Prior to the conclusion of a contract, providers of publicly available electronic communications services shall communicate to consumers, insofar as it concerns a service they provide: 1° The infor…
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