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Showing 2831–2840 of 61948 articles for “Art. R 145-36 and R 145-37”
The Autorité des marchés financiers and the authorities of the Member State of the European Union or party to the Agreement on the European Economic Area concerned shall be notified in advance of any…
I. - Any portfolio management company referred to in I of Article L. 532-25-1 intending to manage AIFs for the first time under the freedom to provide services shall provide the Autorité des marchés f…
The professional association does not carry out the tasks of a professional trade union within the meaning of Book I of Part Two of the Labour Code and is not representative in this respect, whatever…
The association provides its members with all relevant information concerning changes in the regulations applicable to them. It informs them of any difficulties observed in the banking and payment ser…
On receipt of an application for authorisation, the AMF will check that it complies with the standard file provided for in the second paragraph of Article R. 532-10 and, if it does, will examine it. T…
Where it is authorised to provide one or more investment services, the portfolio management company shall, for the provision of such services, comply with the provisions of this Title applicable to po…
The intermediary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
I.-The association shall set up a committee responsible for imposing the sanctions mentioned in the first paragraph of II of article L. 519-13 and in article L. 513-14 on its members. This committee m…
When it intends to withdraw an association's authorisation, the Autorité de contrôle prudentiel et de résolution will inform the association. It will give the association the reasons for the withdrawa…
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in Articles L. 522-9, L. 522-11-1 and L. 522-11-2 within three months.
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