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Showing 131–140 of 3763 articles for “Art. Position-recommandation AMF 2019-03”
The AMF shall draw up a list of the information that it deems necessary to carry out the assessment provided for in Article R. 532-15-1 and that must be communicated to it as part of the notification…
Requests to cover the cost of a career transition project are made after a pre-assessment has been carried out. The preliminary positioning is carried out free of charge by the training provider conta…
Members of clearing houses may not invoke professional secrecy in response to requests made by the clearing house for the purpose of monitoring positions and concerning the identity, positions and sol…
…d professional fund management companies referred to in I of Article R. 214-203-3 shall provide the AMF, at least quarterly and in a format defined by the AMF, with information on unmatured loans gran…
I.- Subject to the provisions of II and III, the provisions of the articles mentioned in the left-hand column of the following table shall apply in French Polynesia, in the wording indicated in the ri…
I.- Subject to the provisions of II and III, the provisions of the articles mentioned in the left-hand column of the table below shall apply in New Caledonia, in the wording indicated in the right-han…
I.-The provisions of the articles mentioned in the left-hand column of the following table shall apply in the Wallis and Futuna Islands, subject to the provisions of II and III, in the wording indicat…
I.-To issue the approval referred to in III of Article L. 621-8, the AMF shall check that the document is complete and comprehensible, and that the information it contains is consistent. II - In the c…
I. - The AMF Ombudsman is appointed by the AMF Chairman on the advice of the AMF Board for a renewable term of three years. The Ombudsman is empowered to receive complaints from any interested party t…
Statutory auditors are required to report to the AMF as soon as possible any fact or decision concerning an investment services provider or an intermediary authorised to hold or administer financial i…
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