Article L561-36-3
I. - Any failure by the persons referred to in 12°, 13°, 14°, 18° and 19° of Article L. 561-2 to comply with the obligations laid down in Sections 3 to 6 of this Chapter, in Chapter II of this Title,…
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Showing 921–930 of 1009 articles for “Art. LD-AdIC §§ 511–561”
I. - Any failure by the persons referred to in 12°, 13°, 14°, 18° and 19° of Article L. 561-2 to comply with the obligations laid down in Sections 3 to 6 of this Chapter, in Chapter II of this Title,…
Only the following may use or engage in the activity of banking or financial canvassing, within the limits of the specific provisions governing them: 1° Credit institutions or finance companies as def…
In this subsection and for the application of the provisions relating to freedom of establishment and freedom to provide services :1. Banking service" means a banking operation within the meaning of A…
I. - A parent undertaking is an undertaking which has exclusive control, within the meaning of article L. 233-16 of the Commercial Code, over one or more other undertakings or which exercises a domina…
Caisses de crédit municipaux are established by decree countersigned by the Minister for the Economy and the Minister for Local Authorities, at the request of the municipal council or councils concern…
I. - The collège de résolution may require the issue of new equity securities mentioned in Chapter II of Title I of Book II or other ownership securities or other equity instruments, including prefere…
I. - Where the solvency or liquidity of a person subject to supervision by the Authority or where the interests of its customers, policyholders, members or beneficiaries, are compromised or are likely…
I. - Subject to the provisions of Article L. 517-12, the Autorité de contrôle prudentiel et de résolution shall exercise supervision on a consolidated basis of a group within the meaning of Articles L…
I.-Intermediation in banking transactions and payment services is the activity of presenting, proposing or assisting in the conclusion of banking transactions or payment services or carrying out any w…
The register of intermediaries referred to in Article R. 512-6 includes the following information:1° The intermediary's registration number ;2° In the case of a natural person, his identity, the addre…
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