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Showing 5571–5580 of 42727 articles for “Art. L. 145-37 et Art. L. 145-38”
…certify standard contracts for transactions in financial instruments or units referred to inArticle L. 229-7 of the Environmental Code or the assets referred to in II of Article L. 421-1.
…ts submitted to it when a person that has received the authorisation referred to in I or in Article L. 613-70 fails to fulfil its obligations under paragraphs 2 and 3 of Article 59 of European Commiss…
The Autorité des marchés financiers is the competent authority, within the meaning of Article 67(1) of Directive 2014/65/ EU of the European Parliament and of the Council of 15 May 2014 on markets in…
The Autorité des marchés financiers may require the suspension, on a temporary basis, of the redemption of units or shares or the issue of new units or shares in an undertaking for collective investme…
The Autorité des marchés financiers may make a public statement mentioning any person responsible for a breach of European regulations, laws, regulations or professional rules approved by the Autorité…
The Autorité des marchés financiers may be delegated by the European Securities and Markets Authority under the conditions laid down in Article 74 of Regulation (EU) No 648/2012 of the European Parlia…
The Autorité des marchés financiers shall provide the competent authorities of other Member States with the information necessary to monitor and respond to the potential consequences of the activities…
Confidential information received by the Autorité de contrôle prudentiel et de résolution from an authority or person in another Member State of the European Union or another State party to the Agreem…
Confidential information received by the Autorité de contrôle prudentiel et de résolution, the Banque de France and the Autorité des marchés financiers from a European supervisory authority, the Europ…
…documents and information to foreign natural or legal persons, the Autorité de contrôle prudentiel et de résolution, its supervisory board and its resolution board may exchange information covered by…
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