Article L421-7-4
Market undertakings and their appointments committees shall call on a wide range of qualities and skills when recruiting the persons referred to in article L. 421-7 and, to this end, shall implement a…
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Showing 5201–5210 of 42727 articles for “Art. L. 145-37 et Art. L. 145-38”
Market undertakings and their appointments committees shall call on a wide range of qualities and skills when recruiting the persons referred to in article L. 421-7 and, to this end, shall implement a…
The corporate bodies of a market undertaking made up of the persons referred to in Article L. 421-7: 1° Define and supervise the implementation of a system of governance that guarantees the efficient…
Market undertakings shall devote adequate human and financial resources to the training of the persons referred to in Article L. 421-7.
I. - A. - The penalties provided for in A of I of Article L. 465-1 shall apply to any person who carries out a transaction, places an order or behaves in such a way as to give, or be likely to give, m…
…issuer is a person or entity whose financial securities are admitted to trading on a regulated market or whose financial securities, whether admitted to trading or not, are represented by certificate…
Where the Autorité des marchés financiers is not the competent authority for monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 t…
The credit institutions and finance companies mentioned in this chapter shall indicate in their annual report the amount and characteristics of the loans they finance or distribute as defined in III o…
I. - The penalties provided for in A of I of Article L. 465-1 shall apply to any person who:1° Provide or transmit false or misleading data or information used to calculate a benchmark index or inform…
…on the price or value of a financial instrument referred to in 1°;3° The units mentioned inarticle L. 229-7 of the Environmental Code.II. - Articles L. 465-3-1 and L. 465-3-2 of this Code also apply…
I. - Legal entities declared to be criminally liable, under the conditions set out inarticle 121-2 of the French Criminal Code, for the offences defined in articles L. 465-1 to L. 465-3-3 of this Code…
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