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Showing 2621–2630 of 42727 articles for “Art. L. 145-37 et Art. L. 145-38”
…plicable, govern them, without being subject to the authorisation procedure provided for in Article L. 532-1 but without being able to claim the benefit of the provisions of Articles L. 532-16 to L. 5…
A firm other than an investment firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment f…
…nies must obtain authorisation. This authorisation is issued by the Autorité de contrôle prudentiel et de résolution. It is not required for the sole purpose of providing one or more of the services m…
…son or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des marchés financiers. These offices shall state t…
…rder to supervise an investment service provider benefiting from the regime provided for in Article L. 532-18-1, the competent authorities of the home country to which it belongs may require its branc…
In this Title, "financial instrument" means financial instruments within the meaning of Article L. 211-1 and the units referred to in Article…
The Minister responsible for the economy shall set the conditions under which investment firms and credit and investment institutions as defined in article L. 516-1 may carry on, on a professional bas…
…llective investments" without managing UCITS mentioned in 1° and 3°: 1° Falling under II of article L. 214-24, excluding those mentioned in the last paragraph of the same II and excluding FIAs falling…
…e Minister responsible for the economy shall specify the conditions for the application of articles L. 532-6 and L. 532-7. In particular, it shall set the terms and conditions under which :a) Decision…
…ramme of operations, the AMF assesses the quality of the programme in the light of the obligations set out in Articles L. 533-25 and L. 533-26, as well as the conditions under which the investment ser…
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