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Showing 2101–2110 of 42727 articles for “Art. L. 145-37 et Art. L. 145-38”
…commit its own capital or trade by matching with its own account on the platforms it manages. Proprietary trading is a form of trading in which a person, the facilitator, acts as an intermediary betwe…
…ts with all investment service providers other than portfolio management companies that apply a market-making strategy, within the meaning of 3° of Article L. 533-10-3, on the trading venue and shall…
A regulated market is managed by a market undertaking. This undertaking takes the form of a commercial company. Where the market undertaking manages a regulated market, its registered office and effec…
…ers of the administrative, management and supervisory bodies, managers, employees and agents of market undertakings are bound by professional secrecy.
I. - With a view to recognition as a regulated market, the market undertaking shall draw up the rules of the market. These rules, which are transparent and non-discretionary, ensure fair and orderly t…
…h any of the obligations mentioned in the first, second, third and last paragraphs of II of article L. 312-1-1 and, where the customer is an individual acting for non-business purposes, article L. 314…
…n who engages in the activity of canvassing for banking or financial services as defined in article L. 341-1 without having obtained a canvassing licence in the case of activity carried out under the…
…ffer of financial securities or the admission of financial securities to trading on a regulated market shall be drafted in French or in another language customary in the sphere of finance in the cases…
I.-A trading venue is a regulated market within the meaning of Article L. 421-1, a multilateral trading facility within the meaning of Article L. 424-1 or an organised trading facility within the mean…
Notwithstanding the provisions of Article L. 411-1, a public offer of the following financial securities is authorised: 1° Financial securities issued by a State ; 2° Financial securities guaranteed b…
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