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Showing 691–700 of 64513 articles for “Art. L. 133-4 et R. 133-3”
The Autorité de contrôle prudentiel et de résolution comprises a supervisory board, a resolution board and an Enforcement Committee.With the exception of sections 4 and 5 of Chapter III of this Title…
…he conditions under which investment firms may carry out the transactions mentioned in 2 of article L. 321-2 ; 2. The conditions under which investment firms may carry out the transactions referred to…
…% of their amount, payable by the person sanctioned and intended to finance victim support. Article L. 612-40 X applies to this increase and the reasons it gives are used to determine the amount. The…
I. - The Autorité de contrôle prudentiel et de résolution may ask the statutory auditors of persons subject to its supervision for any information on the business and financial situation of the entity…
The Autorité de contrôle prudentiel et de résolution may, when the situation so warrants and under conditions laid down by decree, appoint an additional auditor to the undertakings mentioned in A of I…
…the European Parliament and of the Council of 26 June 2013, with the exception of the requirements set out in Articles 92a and 92b thereof; 2° It has breached a provision of Title I and Title III of B…
When the Autorité de contrôle prudentiel et de résolution becomes aware of misconduct or failure to comply with the legislative or regulatory provisions applicable to statutory auditors committed by a…
If a person referred to in 4° of B of I or II of Article L. 612-2 has breached a European, legislative or regulatory provision that the authority is responsible for ensuring compliance with, or an app…
The Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers shall set up a joint centre responsible for 1° coordinating the proposals for supervisory priorities define…
I. - The coordinator of the division is appointed jointly by the Secretaries General of the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers. Under their joint…
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