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Showing 2121–2130 of 68896 articles for “Art. L. 123-1 and L. 123-9”
Without prejudice to Article 53 of Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central sec…
…to the Agreement on the European Economic Area as it has over regulated markets under II of Article L. 422-1.
Members of the Management Board or Supervisory Board of the Depositors' Guarantee Fund and any person who, by virtue of their duties, has access to documents and information held by the Fund, shall be…
…des marchés financiers shall not impose more restrictive limits than those provided for in Article L. 420-11, unless, exceptionally, such limits are objectively justified and proportionate having reg…
The rules of the market shall lay down, in a transparent and non-discriminatory manner, the conditions for admission of members based on objective criteria. Without prejudice to the provisions of Arti…
The public may not be solicited, in any form whatsoever and by any means whatsoever, directly or indirectly, for transactions on a foreign market for financial securities other than a regulated market…
Breaches of the provisions of Regulation (EU) No 2015/751 of the European Parliament and of the Council of 29 April 2015 on interchange fees for card-related payment transactions, detected pursuant to…
Failure to comply with Article 5(d)(3) and (8) and Articles 8 and 9 of Regulation (EU) No 260/2012 of the European Parliament and of the Council of 14 March 2012 establishing technical and commercial…
…2° to obtain information from such persons, including any relevant documents concerning the size and purpose of a position or exposure taken by them, the beneficial owners or underlying beneficiari…
…of persons mentioned in IV for the different commodity derivatives, the units mentioned in Article L. 229-7 of the Environmental Code or the financial contracts whose underlying assets are the latter…
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